Legal Information

Transparency and compliance are fundamental to how we operate. Here you'll find all the legal documents and regulatory information governing our services.

Regulatory Status

RFM TradePro operates under strict regulatory oversight in multiple jurisdictions, ensuring the highest standards of investor protection.

United States
Regulatory BodySEC & FINRA
StatusRegistered

Securities and Exchange Commission registered broker-dealer.

United Kingdom
Regulatory BodyFCA
StatusAuthorized

Financial Conduct Authority authorized and regulated.

European Union
Regulatory BodyCySEC
StatusLicensed

Cyprus Securities and Exchange Commission licensed.

Australia
Regulatory BodyASIC
StatusRegulated

Australian Securities and Investments Commission regulated.

Client Protection

Segregated Accounts

Client funds are held in segregated accounts at tier-1 banks, completely separate from company operating funds.

Insurance Coverage

Up to $100 million in insurance coverage protects against theft, cyber attacks, and unauthorized access.

Dispute Resolution

Fair and transparent dispute resolution processes with access to independent financial ombudsman services.

Legal Inquiries

For legal inquiries, compliance questions, or regulatory matters, please contact our legal department.